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The Halifax Group

Due diligence on 2 community-based home respiratory products and healthcare services companies

The Halifax Group

Due diligence for buyer of home based healthcare franchise

The Halifax Group

Due diligence on operator of opioid treatment clinics

The Halifax Group

Due diligence of designer and manufacturer of UK playground equipment company

The Halifax Group

Due diligence of distributor of light vehicle maintenance parts and accessories

The Halifax Group

Due diligence for buyer of fast food restaurant franchisee

The Halifax Group

Due diligence for buyer of a carve-out fast food restaurant franchisee

Bilgola Capital

Due Diligence of 11 IT services and hosting companies

LBC Credit Partners

Due diligence for $150M media and distribution company

LBC Credit Partners

Due diligence for $90M printing company

LBC Credit Partners

Due diligence on technology government contractor ($61M of revenue)

LBC Credit Partners

Lending due diligence twice on Vistronix, government contractor

MBF Healthcare Partners

Due Diligence of Autism Centers of Michigan, applied behavioral healthcare Medicaid multi-side businesses

MBF Healthcare Partners

Due Diligence of World Evolve. and WeTherapy, applied behavioral healthcare Medicaid multi-side businesses

EDG Partners

Due diligence on non-emergency ambulance services

Lynx

Due diligence on payroll software and hosting company

Lynx

Due diligence on technical training in receivership

Lightower

Due diligence on a company providing fiber optic networks

MC Partners

Due diligence on telecommunications-towers and fiber solutions company

Viatel

Due diligence of Business only ISP /xSP (Storage, Backup, Telephony, etc.)

Vector Capital

Due diligence of talent management IT company ($130M of revenue)

Private Investor (Confidential)

Due diligence on software and services provider for mobile collaboration

Private Company (Confidential)

Due diligence on a structured cabling, fiber optic & utility construction company

Private Company (Confidential)

Due diligence on cyber security government contractor

Private Company (Confidential)

Due diligence on a space surveillance technology company

Private Company (Confidential)

Due diligence on a cyber, software, information assurance and engineering government contracting technology company

Business Development Corporation of America

Lending due diligence on software and services mobile collaboration

Cerberus Capital Management L.P.

Due diligence of coal mine ($370M revenue)

Cerberus Capital Management L.P.

Due diligence on manufacturer of ready-made wiring assemblies ($170M of revenue)

Wynnchurch Capital

Due diligence on Korean automotive parts manufacturer

Wynnchurch Capital

Due diligence on merger of two window companies with $200M of revenue

Wynnchurch Capital

Due diligence on pipe manufacturer with $375M of revenue

Black Orchid Equity

Due diligence of a three residential construction companies with combined revenue of $305M

Regions

Business diagnostic review of distressed grounds systems government contractor manufacturer ($275M of revenue)

Private Investor (Confidential)

Due diligence on boiler manufacturer

Bank of America

Due diligence on manufacturer of polymer-based building products in North America ($1.7B of revenue)

Private Investor (Confidential)

Due diligence on designer and manufacturer of industrial wheels and casters ($100M of revenue)

Financial Investor (Confidential)

Due diligence on developer and manufacture of health and beauty products ($48M of revenue)

Lex Transfleet

Due diligence on dustcart vehicle hire company

Lex Transfleet

Due diligence of a logistics company

Dawsongroup plc

Due diligence on multi-site European cold store rental group

H.I.G. Capital

Due diligence on $300M international logistics and international freight forwarding company

Monroe Capital

Due diligence for $850M logistics company

Lynx

Due diligence Landis ICT Services Limited (in administration) technical IT training business

Lynx

Due diligence of Power Education, IT technical training business

Private Investor (Confidential)

Due diligence on employment agency

Wayzata

Due diligence of distribution company

The Wicks Group

Due diligence of author and publisher of school and college text books ($100M of revenue)

Octavia Investments

Due Diligence on full service sit-down and quick service restaurants, bars, lounges and gourmet markets in airports

Peets Coffee & Tea

Due diligence on Intelligentsia (roaster, coffee bars and distributor of coffee)

Private Investor (Confidential)

Due diligence and modelling for investor in martial-arts infused fitness franchise

The Spice House

Due diligence on merchant of spices, herbs and seasoning

Goldman Sachs

Due diligence on developer and manufacturer of health and beauty products

Goldman Sachs

Due diligence on direct-to-consumer retailer which provides sub-prime.

Ambac

Lending due diligence on Church’s Chicken (franchisor)

Ambac

Lending due diligence on RE/MAX (franchisor)

Monroe Capital

Lending due diligence on a mobile device accessories business

Lynx

Sale of UK pension software business

Lynx

Sale of Lynx group plc, listed on UK stock market, to Skandia ($500M of revenue)

Lynx

Sale of Lynx Automotive to US listed business

Lynx

Sale of Lynx Ascent technology

Expertise Training

Reverse take-over and raising of $3M equity on UK AIM for a technical IT training business

Service Government Contractor (Confidential)

Financial Advisor for sale of minority shareholding

KeyLogic

Assessment and implementation of improvements and structuring a government contractor for sale

IR Technologies

Assessment, accounting and structuring of transaction for MBO

International Listed Health and Retail Company (Confidential)

Financial Advisor for $50M fund raising

SaraLee

Carve-out & quality of earnings of Branded Apparel divisions ($4.5B revenue)

Sale of Tele-Works

Advisor to Board for sale of electronic billing, payment, and communication services company

Dawsongroup plc

Carve out of Volvo Distributorship representing 50% of business

Lynx

Sale of listed group to Skandia (which retained financial services business) and repurchase of IT businesses via MBO

Delphi

Carve-out & pro-forma cost base & sell-side due diligence ($1.3B revenue, Chapter 11)

BP

Carve-out of Olefins, derivatives and refining group ($25B revenue)

Dawsongroup plc

Merger integration of acquired European portable cold store rental business

Lynx

Merger integration of distressed technical training business

Lynx

Assessment of merger integration of an Australian financial software business

Portfolio of PE Firm (Confidential)

Integration review of $150M energy cleaning service company

Wynnchurch Capital

Improvement of reporting of pipe manufacturer with $375M of revenue

Portfolio of PE Firm (Confidential)

Acting for PE firm re working capital dispute following sale of a product government contractor

Portfolio of PE Firm (Confidential)

Working capital assessment for PE firm following sale of international healthcare business

Portfolio of PE Firm (Confidential)

Working capital dispute for PE following acquisition

Lynx

Working capital assessment for Group after disposal of financial software business

Northview Hotel Group

Working capital assessment for disposal of a hotel resort

EADS North America

Working capital true up for a design and manufacturer of test and measurement equipment

Eddie Bower

Accounting assistance (fresh start accounting/SEC)

Lynx

Accounting investigation and assistance following significant prior year adjustments in listed group

Electro-Motive Diesel

Accounting assistance following sale by GM to Greenbriar Equity Group and Berkshire Partners

Proskauer

Litigation support on a fraud case on $100M author and distributor of education hardware and software products & inventory revaluation of over 15,000 of SKUs over 4 period ends

Arnold & Porter

Litigation support on a fraud case on selling securities

Dawsongroup plc

Group strategic, M&A targeting and Interim CFO roles including carve out of 50% of business and negotiation of M&A contracts

Lynx

Group Interim CFO & Strategic roles and M&A targeting roles

Logistic Support, Porfolio of PE Firm (Confidential)

Corporate CFO services for $750m logistics support group.

Government Contractor (Confidential)

Review acquisition strategy and identify potential acquisition targets

Portfolio of PE Firm (Confidential)

Performance improvement of $3.5B government contractor

Vitro

Creditors advisory for $2.4B distressed international glass manufacturer

Consumer Apparel (Confidential)

Advisor (restructuring and refinancing) to CEO and board of distressed $60M athlete wear retailer

Portfolio of PE Firm (Confidential)

Diagnostic review of $150M energy cleaning service company

The Federal Cybersecurity Investment Group

Board advisory role for start-up cybersecurity company

Service Government Contractor (Confidential)

Assessment and implementation of improvements and structuring a company for sale

Equipment Government Contractor (Confidential)

Valuation and assessment of company and structuring for sale purposes

Bank of America

Business diagnostic review of distressed C4ISR government contractor ($180M of revenue)

Bank of America

Business diagnostic review of manufacturer of satellite systems, government contractor ($240M of revenue)

Bank of America

Business diagnostic review and projections of scientific, engineering and IT solutions government contractor ($730M of revenue)

Property Investor (Confidential)

Restructuring Advisor to investors in a residential real estate investment

Atrium

Creditors advisor for unsecured creditors of $530M housing parts manufacturer.

LandAmerica

Creditors advisory for SunTrust on LandAmerica with $2.7B of revenue.

Kodak

Debtors restructuring advice for $6.5B company.

GreenbergTraurig

Business diagnostic review of owner and operator of timeshare vacation properties ($800M of revenue)

Private Company (Confidential)

Performance improvement of a distressed government contractor

Portfolio of PE Firm (Confidential)

Business diagnostic review and projections for multi-site Medicaid dentistry $100M company in default of debt covenants

Textron

Business diagnostic review of timeshare and hospitality company ($800M of revenue)

BAE Systems

Due diligence of a IT government contractor

BAE Systems

Due diligence of United Defense ($4B of revenue)

Private Company (Confidential)

Due diligence on two technology government contractors

Arlington Capital Partners

Due diligence of a carve-out, distressed international homeland security company ($140M of revenue)

The Gores Group

Due diligence on a provider of complex security solutions government contractor

The Gores Group

Due diligence on CompuDyne, a listed government contractor ($150M of revenue)

SmithBucklin

Due diligence on government contractor that provides expositions and conferences for the DoD, Civilian Agencies and prime contractors

Preferred Systems Solutions

Due diligence on Government Contract Solutions, Inc.

Non-Profit (Confidential)

Due diligence on a distressed international government contractor ($370M of revenue)

Suntrust

Business diagnostic review of distressed human services case management licensing government contractor ($70M of revenue)

International Tunneling Co. (confidential)

Corporate CFO services for $750M logistics support group.

Disclaimer Note: Certain transactions listed above were effective by principals of Farrell Advisory prior to the date they joined the firm